Built with compliance
Built by former SEC staff & quants — the compliance methodology mirrors how regulators actually scope, prioritize, and find.
Heavy token usage doesn't mean progress — it means opportunity.
Built by former SEC staff & quants — the compliance methodology mirrors how regulators actually scope, prioritize, and find.
Our Market Intelligence platform surfaces the patterns in data that put firms on — or off — the regulatory-risk radar.
Compliance is the wrapper, growth the objective, with execution — faster than the competition.
We start with compliance — why? Because it's the easiest way to scale value for your firm. Asset Managers are highly regulated, and consequently their business presence has high visibility; as a result we have the capability to see where we can provide dividends for your firm quickly.
Compliance as an entry point enables valuable cross-sectional visibility into your firm. Which is why we offer NDAs, but with that visibility comes a capacity to bring major opportunity to your firm as immediate ROI.
Once you use us for compliance and we've agreed to a personalized ROI investment roadmap, it's about growth — the type of sustainable, generational growth you build for your clients. You've done an amazing job building this business; let us be the synergy that moves compliance into reinvestment. Whether your goal is succession, acquisition, or supremacy, our goal is for you to have control of that destiny. Explore our offers to see what a fully compliant, tailored solution would look like for your firm to invest at ease.
What you save
We are an intelligence partner who wraps its capabilities in regulatory-grade, compliant solutions.
N°01Get a compliance partner
Save the policy manual for when Dunder Mifflin's on site — get a compliance partner.
We'll give you a manual. But a compliance program calibrated to SEC priorities, enforcement sweeps, or reactions to headlines is cycles behind reality.
Value proposition by the numbers
And that's just from SEC exams
potential savings through our Market Intelligence platform.
possible reduction in future exam frequency.
consistent share of SEC-registered firms examined each year.
of those exams produce at least one deficiency depending on the year.
And that's just from SEC exams.
We are the Mock of the Future.
There's a quiet asymmetry at the heart of every regulatory exam. On one side of the table sits a firm that has read the rules. On the other sits an examiner who, more or less, wrote them. For decades that gap was just the cost of doing business. It doesn't have to be. The senior staffers who once sat on the regulator's side now sit on ours — the same household names, the same award-winning careers, the same instinct for where the problems usually hide. We pair that instinct with the STREET platform, so judgment honed over thirty years gets the reach of software. The result isn't a rehearsal; it's reconnaissance — a map of your specific exposures, drawn by the people who used to draw them for a living. Not a pretty deck. The real thing.
This is a token-based economy.
Every revolution has a moment when everyone is measuring the wrong thing. On the early web it was page views. Today, inside the largest firms, it's tokens — the raw count of words an AI consumes, mistaken for the work it actually does. Strategy departments report token usage to their boards the way a runner might brag about steps taken instead of distance covered. It's a vanity metric, and vanity metrics produce slop. Their slop is your opening — and it won't stay open long. First-mover advantage is real, but it's perishable; a year from now the question won't be whether you adopted AI, but whether you set the standard or inherited someone else's. This is one of the best-kept secrets in the industry, and we'd rather you hear it from us. Become the standard, not the cautionary tale.
Turn this cost into your revenue.
Walk into almost any firm and you'll find a binder: a privacy policy — crisp, compliant, beautifully worded, and almost entirely aspirational. That's the strange truth about Reg S-P. The document is the easy part; everyone has the binder. What separates the firms that are actually safe from the ones that merely look safe isn't the policy — it's the plumbing. The infrastructure decisions made quietly, years before anyone is breached, are what decide whether a notice goes out in thirty days or never needs to go out at all. Most compliance shops hand you the binder and then call in a separate team of engineers to build the reality behind it — two invoices, two timelines, two chances for the words and the world to drift apart. For us, the plumbing is the point.
An ounce of foresight.
Franklin said an ounce of prevention was worth a pound of cure. In the regulatory world the more useful currency is foresight — and foresight is rarely genius. It's attention. The firms blindsided by an enforcement referral are almost never blindsided by something unknowable; they're undone by a signal that was there all along — in a speech, a sweep, a new framework, a pattern in the news nobody stitched together in time. At least quarterly, we tell you what the SEC is about to care about — about your firm, specifically — before the SEC does. In between, we're on call for the market shift, the new technology, the headline that suddenly matters. One partner who holds the whole calendar year in view.
Decades of credentials — bundled with decades of data.
Field notes, essays, and occasional arguments from former SEC personnel. The dispatches are periodic; frequency depends on the market, not the calendar.
While the industry runs full steam into agentic investment, a secret is hidden in every program: who is enforcing those enterprise agreements? If Big Tech doesn't need Wall Street as much as Wall Street needs Big Tech, an emerging risk has a name — MSP (Managed Service Provider) Risk.
Take the free option — we offer answers to your questions.
Email Direct: contact@its4street.com
Learn about our magic
Proactive intelligence, ad-hoc consultation, same partner across the year, all on retainer.
About the implementation
Reg S-P, Marketing Rule, vendor oversight, a current exam. We answer it on a follow-up call. No invoice.
Open the scoping conversation
For Mock Examination or Exam Support conversations. Most engagements start here.